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6403 Shakespeare Place, Dallas, TX 75252 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Dallas | TX | 05/2012 | Present |
| Osaic Wealth, Inc. | Dallas | TX | 09/2023 | Present |
1.) RICHARD GREENFIELD POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1994 ADDRESS: 6403 Shakespeare Pl, Dallas TX 75252, United States DESCRIPTION: Evaluate Life Insurance and Variable Annuities for clients and then if appropriate present and sell a product to them 2) RJG FINANCIAL POSITION: President NATURE: LLC- INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2018 ADDRESS: 6403 Shakespeare Pl, Dallas TX 75252, United States DESCRIPTION: Financial Planning, Solicit, analyze, invest and manage client portfolios, accounting, supervision of 1 non-registered staff, ongoing education, compliance, operations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-18 |
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