William Edward Dendy

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 03/2020
  Lpl Financial Llc
  Dallas, TX
• 03/2020 → Present
  Raymond James Financial Services, Inc.
  Dallas, TX
• 03/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Dallas, TX
• 04/2020 → 04/2021
  Elite Financial Management, Inc.
  Dallas, TX
• 02/2022 → Present
  Alicorn Investment Management, Inc.
  Dallas, TX

Previous Registrations

• 2004-10-15 → 2020-04-08
  Lpl Financial Llc
  Midland, TX
  Houston, TX
  Irving, TX
  Dallas, TX
• 2003-04-11 → 2004-10-21
  Prospera Financial Services, Inc.
  Dallas, TX

Other Businesses

(1)Name of Business: Address: 6437 Stonehaven Dr, Dallas, TX, 75254, United States Activity Type: Attorney Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/2000 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Estate and Family Law (2)Name of Business: Address: 6437 Stonehaven Dr. , Dallas, TX, 75254, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/1995 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Prepare Income Tax Returns (3)Name of Business: Alicorn Investment Management, Inc. Address: 18333 Preston Rd., Dallas, TX, 75252, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: President and key advisor for the Investment Management Firm. Securities offered through Raymond James, fixed insurance products offered independently. (4)Name of Business: International Cruise Control, Inc. Address: 6437 Stonehaven Dr., Dallas, TX, 75254, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/1991 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole Shareholder of S-Corp, International Cruise Control. Accounting and books for the company are my key responsibilities.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-09-03
• S63 Uniform Securities Agent State Law Examination
  1991-09-26

Designations

• Certified Financial Planner

Other Names

• William Edward Dendy
• William Dendy