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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| NJ | RA | APPROVED | 2018-07-03 |
Branch Locations
39 John St, Morristown, NJ 07960 • United States
Morristown, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals Inc | San Antonio | TX | 09/2012 | 09/2018 |
| Ameriprise Financial Services, Inc | Morristown | NJ | 07/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Morristown | NJ | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-27 |
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