Normand Robert Savoie

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-05-20
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2010-06-28

PA RA
APPROVED

Since 2022-05-20
NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2010-06-28

Branch Locations

One Bryant Park, New York, NY 10036 • United States

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)	New York	NY	05/2010	Present
Bank Of America, Na	New York	NY	07/2010	Present

05/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)

New York, NY
07/2010 → Present

Bank Of America, Na

New York, NY

Other Businesses

I*45029FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MOUNT VERNON STAR SCHOLARS FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS:MOUNT VERNON, NEW YORK 10552NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 9/30/2011NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: I AM THE FOUNDING BOARD MEMBER OF A FOUNDATION DESIGNED TO ASSIST GIFTED STUDENTS IN THE MOUNT VERNON SCHOOL SYSTEM GAIN ADMITTANCE TO SELECT COLLEGES AND UNIVERSITIES. DUTIES WILL INCLUDE SETTING STRATEGIC DIRECTION OF THE FOUNDATION, MENTORING STUDENTSI*36716FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LAUDER INSTITUTE OF THE UNIVERSITY OF PENNSYLVANIAINVESTMENT RELATED: NADDRESS OF BUSINESS: 256 S 37TH STREET, PHILADELPHIA, PENNSYLVANIA 19104NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 39873NUMBER OF HOURS DEVOTED: 10 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: ADVISE PROGRAM DIRECTOR ON STRATEGIC INITIATIVES I* 2890274 Entity Type: N/A Name of OBA: W.A. Address:Northfield New Jersey Investment Related:No Position, Title, Association:Executor Start Date:09/18/2030 No Hours: 20 Yearly No Hours during trading:0 Yearly Duties:Executor for In-Laws

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-03-24
S65	Uniform Investment Adviser Law Examination	2003-03-21

S63 Uniform Securities Agent State Law Examination

2003-03-24
S65 Uniform Investment Adviser Law Examination

2003-03-21

View on SEC IAPD