Alan Scott Hopkins

Current Employers

Manchester Financial Inc

2815 Townsgate Road Suite 100, Westlake Village, CA 91361 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-02-27
FL	RA	APPROVED	2021-01-04
CA	RA	APPROVED	2003-01-15

TX RA
APPROVED_RES

Since 2024-02-27
FL RA
APPROVED

Since 2021-01-04
CA RA
APPROVED

Since 2003-01-15

Branch Locations

Fernandina Beach, FL • United States

2815 Townsgate Road Suite 100, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Manchester Financial Inc.	Westlake Village	CA	07/1995	Present
Hopkins Consulting Florida Llc	Fernandina	FL	03/2023	Present

07/1995 → Present

Manchester Financial Inc.

Westlake Village, CA
03/2023 → Present

Hopkins Consulting Florida Llc

Fernandina, FL

Previous Registrations

2005-06-09 → 2017-06-08

Wealth Enhancement & Preservation, Inc.

Westlake Village, CA
1997-07-08 → 2002-12-31

Manchester Financial Inc

Westlake Village, CA

Other Businesses

Hopkins Consulting Florida LLC, Non-investment related, 2272 Pirates Bay, Fernandina Beach, Fl 32034, Business consulting, position: Owner, Start date; 3/2023, approximate number of hours/month you devote to the other business: 8-15 hours, number of hours you devote to the other business during securities trading hours: ~1 hour a week, describe your duties relating to the other business: Business consulting to companies for their growth

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-07-10

S63 Uniform Securities Agent State Law Examination

1992-07-10

View on SEC IAPD