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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Group | Boston | MA | 05/2004 | 09/2017 |
| Riversource Investments | Minneapolis | MN | 05/2010 | 09/2017 |
| Riversource Fund Distributors, Inc. | Boston | MA | 05/2010 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 04/2018 | Present |
| Bank Of America, N.A. | Providence | RI | 04/2018 | Present |
| Unemployed | Milton | MA | 09/2017 | 04/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-30 |
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