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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-06-20 |
| MO | RA | APPROVED | 2022-06-16 |
| TX | RA | APPROVED_RES | 2022-06-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Overland Park | KS | 08/2011 | 08/2021 |
| Lpl Financial Llc | Gladstone | MO | 09/2021 | 02/2022 |
| Independent Financial Partners | Gladstone | MO | 03/2022 | 05/2022 |
| Lpl Financial Llc | Gladstone | MO | 06/2022 | Present |
1- 01/26/2026 - Uber - Rideshare - Not Investment Related - Home Based - Start Date 01/09/2026 - 40 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-29 |
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