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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2012-05-22
  • NH RA
    APPROVED
    Since 2012-05-22

Branch Locations

35 Center Street Unit 1, Wolfeboro Falls, NH 03896 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Wolfeboro NH 04/2012 Present
Previous Registrations
Other Businesses

Thomas Brown Real Estate Type: Rental Company Date: 06/01/02 Title: Owner Trad Hrs: 0 Tot Hrs: 0 Desc: Own a house in Truro MA. Have Thomas Brown Real Estate rent it for the summer months. City-State: Wellfleet MA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-12
  • S66 Uniform Combined State Law Examination
    2010-07-12
Other Names
  • Karen L Rott

View on SEC IAPD

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