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Scott Peter Barker

Mml Investors Services, LLC

Osterville, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2017-03-25
TX RA APPROVED 2017-03-25
  • RI RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

804C Main Street, Osterville, MA 02655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Sandwich MA 01/2015 03/2017
Mass Mutual Life Insurance Company Osterville MA 07/2016 Present
Mml Investors Services, Llc Osterville MA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Sandwich, MA
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Osterville, MA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Osterville, MA
Previous Registrations
  • 2013-06-10 → 2018-04-05
    Mariner
    Overland Park,, KS
    Osterville, MA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Osterville, MA
  • 2013-06-04 → 2015-01-02
    New England Securities
    Boston, MA
    Sandwich, MA
  • 2006-01-12 → 2013-06-05
    Lpl Financial Llc
    Sandwich, MA
  • 2008-01-02 → 2010-12-06
    Barker Wealth Management, Inc.
    Sandwich, MA
  • 2001-01-27 → 2007-10-18
    Walkey Financial Services
    Bellingham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-19
S63 Uniform Securities Agent State Law Examination 1991-10-30
  • S65 Uniform Investment Adviser Law Examination
    2001-04-19
  • S63 Uniform Securities Agent State Law Examination
    1991-10-30

View on SEC IAPD

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Other Investors

LYNNE MARIE CLANCY
JAYNE M SCANLON
ROBERT DUNKLEY
ROBERTA ELIZABETH (RICHARDS) MAUCH
WILLIAM ALBERT MURDOCH
ALFRED PETER SCHOFIELD
STEPHANIE MK ROLFE
JOHN RAYMOND THOMAS

Other Offices

JANNEY MONTGOMERY SCOTT LLC · OSTERVILLE, MA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · OSTERVILLE, MA
WASHINGTON FINANCIAL GROUP, INC. · OSTERVILLE, MA
REVIRESCO INVESTMENT MANAGEMENT LLC · OSTERVILLE, MA
BURR & COMPANY, LLC · OSTERVILLE, MA
CETERA INVESTMENT ADVISERS LLC · OSTERVILLE, MA
LPL FINANCIAL LLC · OSTERVILLE, MA
LENK LADNER INVESTMENT SOLUTIONS LLC · OSTERVILLE, MA

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