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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-16 |
| FL | RA | APPROVED | 2006-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Vero Beach | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Vero Beach | FL | 11/2016 | Present |
SELF-EMPLOYED ARTIST, NOT INV RELATED, VERO BEACH, FL, 100% OWNER; START 1/1/2017, 5 HOURS PER MONTH, ZERO DURING TRADING, PAINTING AND SELLING ART. NATASHA'S UKRAINE, NOT INV RELATED, VERO BEACH, FL, AUTHOR, START 3/2017, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: AUTHOR OF FICTION STORY GRACE OF AGES, NOT INV RELATED VERO EACH, FL, AUTHOR, START 4/30/2018, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: WRITING. THE END OF MONARCHY; NON INV RELATED; VERO BEACH, FL; AUTHOR; START 1/17/19; 10 HRS/MO; 0 DURING TRADING; DUTIES: WRITING. THE PURPLE PRETZEL, NOT INV RELATED, VERO BEACH, FL, AUTHOR, START 9/1/2021, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: AUTHOR OF FICTION STORY. HERON CREST COMMUNITY ASSOCIATION, INV RELATED, VERO BEACH, FL, VICE PRESIDENT, START 2/20/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, REVIEWING BYLAWS, SAFETY CONCERNS, MAINTENANCE ISSUES.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, VERO BEACH, FL, START: 4/28/2023, 2 HOURS A MONTH, 0 HOURS DURING TRADING. ROBERT OTTESEN VIDEOS OF ART, INV RELATED, VERO BEACH, CA, START 4/26/24, 8 HRS PER MONTH, 0 HRS DURING TRADING, MAKING PAINTING VIDEOS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-22 |
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