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Dana Margaret Vega

D.A. Davidson & Co.

Roseville, CA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-03
CA RA APPROVED 2021-06-02
  • TX RA
    APPROVED
    Since 2021-06-03
  • CA RA
    APPROVED
    Since 2021-06-02

Branch Locations

2901 Douglas Blvd. Suite 255, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Roseville CA 07/2013 07/2020
Unemployed Roseville CA 08/2020 06/2021
D.A. Davidson & Co. Roseville CA 06/2021 Present
  • 07/2013 → 07/2020
    Lincoln Financial Advisors
    Roseville, CA
  • 08/2020 → 06/2021
    Unemployed
    Roseville, CA
  • 06/2021 → Present
    D.A. Davidson & Co.
    Roseville, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-07
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S65 Uniform Investment Adviser Law Examination
    2021-05-07
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13
Other Names
  • Dana Margaret Leslie

View on SEC IAPD

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DCA MANAGEMENT COMPANY, INC.
MUTUAL ADVISORS, LLC
COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
MERCER GLOBAL ADVISORS INC.
NORTHROCK PARTNERS, LLC

Other Investors

KHOLT T. MULDERRIG
Christopher Bruce Stephenson
Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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