Louis Grant Bergamo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → 11/2017
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 11/2017 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 11/2017 → 11/2020
  First Allied Advisory Services, Inc
  San Diego, CA
• 11/2020 → 06/2024
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  San Francisco, CA
• 06/2024 → Present
  Cetera Investment Advisers Llc
  San Francisco, CA

Previous Registrations

• 2017-11-13 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Francisco, CA
  San Francisco, CA
• 2011-01-03 → 2017-11-16
  Wells Fargo Clearing Services, Llc
  Corte Madera, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2001-05-15 → 2011-01-03
  Wells Fargo Investments, Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA

Other Businesses

1.) BESPOKE WEALTH ADVISORS; DBA; WEALTH ADVISOR; START DATE: 11/13/2017; 160 HOURS A MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-08
• S63 Uniform Securities Agent State Law Examination
  1993-05-17

Designations

• Certified Financial Planner

Other Names

• Louis G Bergamo
• L. Grant Bergamo
• Grant Bergamo