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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-06-30
  • CT RA
    APPROVED
    Since 2017-06-30

Branch Locations

263 Tresser Blvd Suite 500, Stamford, CT 06901 • United States

Westport, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Stamford CT 01/2009 Present
Other Businesses

1. NOVUS PROPERTY SOLUTIONS, LLC, 24 BULKLEY AVE NORTH, WESTPORT, CT 06880, REAL ESTATE INVESTMENT,50% CO-OWNER, 5/19/16, 10-15 HRS, FINDING INVESTMENT OPPORTUNITIES IN REAL ESTATE, CONTRACTOR NEGOTIATIONS AND BOOK KEEPING 2. BIG RAVINE LLC, 4730 S. FORT APACHE RD-STE 300, LAS VEGAS, NEVADA 89147 BUY: HOLD REAL ESTATE PROPERTIES TO GENERATE PASSIVE INCOME. 10 HOURS PER YEAR. 100% OWNER 3. ORANGE BOY LLC IS A PASS-THROUGH LLC FOR RENTAL PROPERTIES. ADDRESS IS MY PRIMARY RESIDENCE. 4. COURT APPOINTED ADMINISTRATOR FOR THE ESTATE OF VICTOR MUELLER, LATE HUSBAND OF MY SISTER MUELLER-OPPLIGER, TO TRANSFER CT PROPERTY INTO HER NAME. PROPERTY IS IN MADISON, CT. ESTIMATED TIME INVOLVED: 2-3- HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-30
S63 Uniform Securities Agent State Law Examination 1991-12-06
  • S65 Uniform Investment Adviser Law Examination
    2017-06-30
  • S63 Uniform Securities Agent State Law Examination
    1991-12-06

View on SEC IAPD

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