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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-02-20 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Octagon Financial Services | St. Louis | MO | 07/2001 | 06/2025 |
| Sax Wealth Advisors, Llc | Parsippany | NJ | 06/2025 | 11/2025 |
| Argentum Financial Collective | Lakewood Ranch | FL | 11/2025 | 03/2026 |
| Sowell Management | St. Albans | MO | 02/2026 | Present |
Rental Property, Not Investment Related, Owner of the rental property., Start date 03/02/2026, 0 hours devoted to the endeavor during the month and 0 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-21 |
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