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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21

Branch Locations

1972 N Cleveland-Massillon Rd, Bath, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
Other Businesses

1. FIXED INSURANCE AGENT. 2.SEWARD WEALTH MANAGEMENT, START 12/01/2010, 2747 CRAWFIS BLVD, STE 206, FAIRLAWN, OH, 44333, 50HR/WK, DBA NAME FOR FINANCIAL SERVICES, REP 3. NAME OF OTHER ST. PAUL'S EPISCOPAL CHURCH; INVESTMENT RELATED: NO; ADDRESS: 1361 W MARKET STREET AKRON, OH 44313; NATURE OF BUSINESS: RELIGIOUS; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE INPUT AND VOTING TO APPROVE BUDGET AND EXPENDITURES, ENSURING FOUNDATION SUPPORTS CHURCH MISSION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-11
  • S66 Uniform Combined State Law Examination
    2004-08-11
Other Names
  • Mark Douglass Seward
  • Mark Douglas Seward

View on SEC IAPD

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