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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-07-17
TX RA APPROVED_RES 2013-04-30
AL RA APPROVED 2007-04-02
  • SC RA
    APPROVED
    Since 2018-07-17
  • TX RA
    APPROVED_RES
    Since 2013-04-30
  • AL RA
    APPROVED
    Since 2007-04-02

Branch Locations

1830 Modaus Rd. Sw, Decatur, AL 35601 • United States

1309 Stratford Rd Se, Decatur, AL 35603 • United States

509 Drake Ave Sw, Huntsville, AL 35801 • United States

119 6Th Ave Ne, Decatur, AL 35601 • United States

7600 Hwy 72 West, Madison, AL 35758 • United States

200 Westside Square, Suite 101, Huntsville, AL 35801 • United States

454 E Tennessee St Ste 2, Florence, AL 35630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Renasant Bank Decatur AL 08/2005 Present
Lpl Financial Llc (Formerly: Linsco Private Ledger Corp) Decatur AL 04/2007 Present
  • 08/2005 → Present
    Renasant Bank
    Decatur, AL
  • 04/2007 → Present
    Lpl Financial Llc (Formerly: Linsco Private Ledger Corp)
    Decatur, AL
Previous Registrations
Other Businesses

1) 04/02/2007 - RENASANT FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 211 LEE ST NE, DECATUR, AL 35609 2) 05/31/2024 - Non-Inv Related - At Reported Business Location(s) - Other - Notary Public - Started: 1/29/1021 - 1 Hr/Mo During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-03
S63 Uniform Securities Agent State Law Examination 1991-09-06
  • S65 Uniform Investment Adviser Law Examination
    2001-02-03
  • S63 Uniform Securities Agent State Law Examination
    1991-09-06
Other Names
  • Lori Ann Hardy

View on SEC IAPD

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