Scott Windsor

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 05/2017
  Bbtis
  Charlotte, NC
• 11/2010 → 05/2017
  Bb&T Bank
  Lady Lake, FL
• 05/2017 → 01/2026
  Infinex Investments, Inc.
  Meriden, CT
• 05/2017 → 01/2026
  Citizens First Bank
  Leesburg, FL
• 01/2026 → Present
  Lpl Financial
  The Villages, FL
• 01/2026 → Present
  Seacoast Bank
  The Villages, FL

Previous Registrations

• 2017-05-17 → 2026-01-27
  Osaic Institutions, Inc.
  Leesburg, FL
  The Villages, FL
  The Villages, FL
  Fruitland Park, FL
  Hernando, FL
  Ocala, FL
  The Villages, FL
• 2010-12-08 → 2017-05-09
  Bb&T Investment Services, Inc.
  Lady Lake, FL
  The Villages, FL
  Charlotte, NC
  The Villages, FL
• 2003-07-01 → 2010-11-01
  Wells Fargo Clearing Services, Llc
  Leesburg, FL
  Leesburg, FL
• 1998-04-20 → 2003-07-01
  Prudential Equity Group, Llc
  Leesburg, FL

Other Businesses

1. 11/2025 - Seacoast Wealth & Trust - Financial Institution Duty - Investment Related - 80 Hour(s)/Month - 80 Hour(s) During Trading - The Villages FL 34762 - OBA Start Date: 10/01/2025 2. 11/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Seacoast Investment Services - Investment Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 1/23/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-20
• S63 Uniform Securities Agent State Law Examination
  1991-08-28

Designations

• Certified Financial Planner

Other Names

• Scott Mccomb Windsor
• Scott Mccomb Windsor