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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-11-14 |
| IA | RA | APPROVED | 2011-01-03 |
Branch Locations
Marco Island, FL • United States
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ankeny | IA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ankeny | IA | 11/2016 | Present |
TRUSTEE FOR SISTER'S TRUST, INV RELATED, ANKENY, IA, START: 11/18/2015, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-17 |
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