William Frederick Hudson

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-11-14
IA	RA	APPROVED	2011-01-03

FL RA
APPROVED

Since 2013-11-14
IA RA
APPROVED

Since 2011-01-03

Branch Locations

Marco Island, FL • United States

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Ankeny	IA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Ankeny	IA	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Ankeny, IA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Ankeny, IA

Previous Registrations

2001-10-12 → 2011-01-03

Wells Fargo Investments, Llc

Des Moines, IA

Ankeny, IA

Des Moines, IA

Other Businesses

TRUSTEE FOR SISTER'S TRUST, INV RELATED, ANKENY, IA, START: 11/18/2015, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-20
S63	Uniform Securities Agent State Law Examination	1991-10-17

S65 Uniform Investment Adviser Law Examination

1998-10-20
S63 Uniform Securities Agent State Law Examination

1991-10-17

View on SEC IAPD