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Danielle Andrea Fujioka

Ubs Financial Services Inc.

Stamford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-04-25
  • CT RA
    APPROVED
    Since 2017-04-25

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 07/2015 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 04/2017
Ubs Financial Services Inc. Stamford CT 04/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-12
S63 Uniform Securities Agent State Law Examination 2000-04-25
  • S65 Uniform Investment Adviser Law Examination
    2007-11-12
  • S63 Uniform Securities Agent State Law Examination
    2000-04-25
Other Names
  • Danielle A Desimone
  • Danielle A. Fujioka
  • Danielle Andrea Simaan

View on SEC IAPD

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