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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-13
SC RA APPROVED 2025-05-13
  • NC RA
    APPROVED
    Since 2025-05-13
  • SC RA
    APPROVED
    Since 2025-05-13

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Institutional Investments Inc. New York NY 06/2019 05/2021
J.P. Morgan Investment Management Inc. New York NY 06/2019 05/2021
Jpmorgan Asset Management New York NY 01/2002 06/2019
Lpl Financial Llc Fort Mill SC 11/2022 Present
Unemployed Greenwich CT 05/2021 11/2022
  • 06/2019 → 05/2021
    J.P. Morgan Institutional Investments Inc.
    New York, NY
  • 06/2019 → 05/2021
    J.P. Morgan Investment Management Inc.
    New York, NY
  • 01/2002 → 06/2019
    Jpmorgan Asset Management
    New York, NY
  • 11/2022 → Present
    Fort Mill, SC
  • 05/2021 → 11/2022
    Unemployed
    Greenwich, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-11-25
  • S63 Uniform Securities Agent State Law Examination
    2019-11-25
Designations
Other Names
  • Garrett Thomas Fish
  • Garrett Thomas Fish

View on SEC IAPD

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