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William Kelly Huff

Wells Fargo Clearing Services, LLC

Roseville, CA

El Dorado Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-24
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

1512 Eureka Rd 3Rd Fl, Roseville, CA 95661 • United States

4364 Town Center Blvd 2Nd Fl [Kb-Rbo], El Dorado Hills, CA 95762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roseville CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 Present
Previous Registrations
  • 2001-05-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Roseville, CA
    Roseville, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-14
S63 Uniform Securities Agent State Law Examination 1992-04-01
  • S65 Uniform Investment Adviser Law Examination
    1998-03-14
  • S63 Uniform Securities Agent State Law Examination
    1992-04-01

View on SEC IAPD

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