Steven Daniel Gormley

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial Llc
  Redlands, CA
• 05/2020 → Present
  Kwb Wealth, Inc.
  Redlands, CA

Previous Registrations

• 2005-09-16 → 2010-10-04
  Copeland Wealth Management
  Redlands, CA

Other Businesses

1. 05/27/2020 - KWB WEALTH - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/18/2020 - 175 Hours Per Month/132 Hours During Securities Trading - I provide investment advisory services through KWB WEALTH, an independent investment advisor firm. I started this business activity in 05/2020. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 07/11/2023 - KWB WEALTH - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/18/2020 - 175 Hours Per Month/132 Hours During Securities Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 05/2020. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/18/2023 - KWB Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2019 - 175 Hours Per Month/132 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2012-07-20
• S65 Uniform Investment Adviser Law Examination
  2005-09-15

Other Names

• Steven Daniel Gormley
• Steven Daniel Gormley