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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-10
  • TX RA
    APPROVED
    Since 2022-03-10

Branch Locations

Fresno, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Addison TX 02/2007 07/2021
Wells Fargo Advisors Llc Sugar Land TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Sugar Land TX 11/2016 07/2021
Gwfs Equities, Inc Greenwood Village CO 02/2022 Present
Advised Assets Group, Llc Greenwood Village CO 02/2022 Present
Unemployed Fresno TX 07/2021 02/2022
  • 02/2007 → 07/2021
    Wachovia Bank, N.A.
    Addison, TX
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Sugar Land, TX
  • 11/2016 → 07/2021
    Sugar Land, TX
  • 02/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 02/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 07/2021 → 02/2022
    Unemployed
    Fresno, TX
Previous Registrations
  • 2016-08-08 → 2021-08-03
    Houston, TX
    Sugar Land, TX
    Addison, TX
    Houston, TX
    Addison, TX
    Missouri City, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
Other Businesses

Renee Lander-Ruff dba RLR Interests / Owner. Notary Public signing agent for the State of Texas.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-04
S63 Uniform Securities Agent State Law Examination 2007-04-11
  • S66 Uniform Combined State Law Examination
    2016-08-04
  • S63 Uniform Securities Agent State Law Examination
    2007-04-11
Other Names
  • Renee Francine Lander
  • Renee Lander
  • Renee Romeo Lander-Ruff
  • Renee Romeo Lander

View on SEC IAPD

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