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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 09/2015 | 07/2017 |
| Bank Of The Cascades | Nampa | ID | 10/2015 | 07/2017 |
| Cetera Investment Advisers Llc | Nampa | ID | 04/2017 | 07/2017 |
| Massmutual Life Insurance Company | Meridian | ID | 09/2017 | 09/2019 |
| Mml Investors Services | Meridian | ID | 10/2017 | 09/2019 |
| Unemployed | Boise | ID | 07/2017 | 09/2017 |
| Cuso Financial Services, Lp | San Diego | CA | 09/2019 | 09/2022 |
| Unemployed | Boise | ID | 09/2022 | 04/2023 |
| Trustage Financial Group | Waverly | IA | 04/2023 | Present |
| Lpl Financial | Boise | ID | 06/2023 | Present |
1) 05/2023 - Real Estate Rental - Real Estate Rental - Inv. Related - Boise, ID 83706-3114 - Owner - Start Date 03/01/2015 - 0hrs/month - 0% time spent 2) 05/2023 - Real Estate Rental - Real Estate Rental - Inv. Related - Boise, ID 83714-8844 - Owner - Start Date 10/01/2016 - 0hrs/month - 0% time spent 3) 05/2023 - The Clarence Bigler and Marie Bigler Trust - Act in a Fiduciary Capacity - Inv. Related - Boise, ID - Co-Successor Trustee - Start Date 06/01/2013 - 1hr/month - 1% time spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-11 |
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