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Peter Dierks Joers

Avos Capital Management, LLC

Darien, CT

CRD 2169200

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Employer firm

Avos Capital Management, LLC CRD 313979

$298M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Avos Capital Management, Llc

19 Old Kings Highway South Suite 200, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-05-12
  • WA RA
    APPROVED
    Since 2021-05-12

Branch Locations

19 Old Kings Highway South Suite 200, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greenline Partners, Llc Seattle WA 04/2012 03/2018
Avos Capital Management, Llc Seattle WA 03/2021 Present
Silver Creek Capital Advisors Seattle WA 01/2019 08/2021
Unemployed Seattle WA 04/2018 12/2018
  • 04/2012 → 03/2018
    Greenline Partners, Llc
    Seattle, WA
  • 03/2021 → Present
    Seattle, WA
  • 01/2019 → 08/2021
    Silver Creek Capital Advisors
    Seattle, WA
  • 04/2018 → 12/2018
    Unemployed
    Seattle, WA
Previous Registrations
  • 2012-08-20 → 2018-12-31
    Seattle, WA
    New York, NY
    Seattle, WA
  • 2009-10-23 → 2010-09-15
    Seattle, WA
    Seattle, WA
  • 2003-08-22 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Seattle, WA
    Seattle, WA
    Bellevue, WA
    Ketchum, ID
    Seattle, WA
    Spokane, WA
    Tacoma, WA
    Boise, ID
  • 1999-12-29 → 2003-08-27
    Banc Of America Securities Llc
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-01
S63 Uniform Securities Agent State Law Examination 1991-09-27
  • S65 Uniform Investment Adviser Law Examination
    2021-05-01
  • S63 Uniform Securities Agent State Law Examination
    1991-09-27

View on SEC IAPD

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