John Joseph Schofield

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-03-25

NJ RA
APPROVED

Since 2017-03-25

Branch Locations

10 Lake Center Executive Park 401 Route 73 North, Suite 201, Marlton, NJ 08053 • United States

Mt Laurel, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Marlton	NJ	07/2016	Present
Massachusetts Mutual Life Insurance Company	Marlton	NJ	07/2016	Present

07/2016 → Present

Mml Investors Services, Llc

Marlton, NJ
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Marlton, NJ

Previous Registrations

2002-07-31 → 2017-03-25

Msi Financial Services, Inc.

Marlton, NJ

Marlton, NJ

Other Businesses

NAME: JOHN J SCHOFIELD INV REL: Y ADD: 350 5TH AVE, SUITE 3700, NEW YORK CITY, NY 10016 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 03/24/2014 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 0 DUTIES: HEALTH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-08-30

S63 Uniform Securities Agent State Law Examination

1991-08-30

View on SEC IAPD