Beth Ann Isabel Topf

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → 02/2017
  Fredric R. Horowitz With Mml Investors Services, Inc.
  New York, NY
• 08/2009 → 08/2017
  Mml Investors Services Inc
  New York, NY
• 08/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2017 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*1800293, Entity Type: Entity For Profit, Name of OBA: JV Condo , Address: Middle Village,New York 11379, Investment Related: N, Position, Title, Association: Officer,Owner, Employee Start Date: 04/18/2024, No Hours: 2, No Hours during trading: 0, Duties: To sit on the condo board and help obtain quotes for building repairs and come up with solutions to fix ongoing problems within the building.

Exams

• S66 Uniform Combined State Law Examination
  2017-11-04
• S63 Uniform Securities Agent State Law Examination
  2006-01-25

Other Names

• Beth Topf
• Beth Ann Isabel Topf