Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-19 |
| VA | RA | APPROVED | 2019-02-14 |
Branch Locations
1021 E Cary St Ste 1001, Richmond, VA 23219-4051 • United States
Moseley, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 02/2019 |
| Ameriprise Financial Services, Inc. | Richmond | VA | 02/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Richmond | VA | 03/2020 | Present |
Business Ownership; PCJ Enterprises, LLC; Owner; Purpose of LLC is to hold the 10% ownership in Little Buddy LLC, the owner operator of a restaurant.; 7024 Desert Candle Drive, , Moseley, VA, 23120; Not Investment-Related; 09/22/2023; 0 hours per month; 0 during trading hours. Other Business Activities; Poker Tournaments; Periodic entry into public Poker Tournaments; N/A, , N/A, NV, 12345; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-23 |
Reach out to this advisor