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Chestnut Ridge, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-29 |
| NY | RA | APPROVED | 2025-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Indieplan Llc (Formerly Vista Wealth Planning Llc) | Albany | NY | 09/2024 | Present |
| Index Insights Ltd. | New York | NY | 03/2023 | 12/2024 |
| S&P Dow Jones Indices | New York | NY | 07/2019 | 01/2023 |
| S&P Dow Jones Indice | New York | NY | 08/2017 | 06/2019 |
| S&P Dow Jones Indices | New York | NY | 11/2012 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-09-12 |
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