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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-06 |
| CA | RA | APPROVED | 2007-01-17 |
Branch Locations
740 4Th Street Suite 214, Santa Rosa, CA 95404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Santa Rosa | CA | 12/2001 | Present |
| Park Avenue Securities Llc | Santa Rosa | CA | 12/2001 | Present |
1. Term Life Insurance Sales-Agent representative licensed with various carriers , Prudential , Met Life, Banner Life, . Start: 08/01/2017, Address: 740 Fourth Street # 216, Santa Rosa,ca. 95404, 5 bus hrs per month, investment related, 2) Rental Property-I own a rental property, Start: 04/01/2013, Address: 810 7th Street # 10, Santa Rosa ,Ca.95404, 1 total hour per month, 1 during securities trading hours, Investment related, No annual compensation, 3) Foster Financial & Insurance Services- DBA for tax purposes and setting up a 401K & PS Plan, Start: 12/01/2020, Address: 740 Fourth Street # 214, Santa Rosa,ca. 95404, 0 total hour per month, Not Investment related, No annual compensation, 4) Koala Vacation Time Share Rental, Start: 3/1/2025, Address: 2265 Sunlit Ann Drive, Santa Rosa, CA 95403, 2 total hours per month, 0 during securities trading hours, Less than 10% annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-07 |
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