Wendy Jo Farrissey

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → Present
  Charles Schwab & Co.,Inc.
  Mundelein, IL
• 12/2013 → 06/2018
  Northern Trust
  Lake Forest, IL
• 06/2018 → 08/2021
  Northern Trust
  Chicago, IL

Previous Registrations

• 2007-12-06 → 2009-12-31
  Northern Trust Securities, Inc.
  Lake Forest, IL
  Highland Park, IL
• 2006-01-26 → 2007-10-11
  Bmo Harris Financial Advisors, Inc.
  Buffalo Grove, IL
  Schaumburg, IL
• 2004-05-11 → 2005-11-17
  Cuna Brokerage Services, Inc.
  Vernon Hills, IL

Exams

• S66 Uniform Combined State Law Examination
  2021-10-22
• S63 Uniform Securities Agent State Law Examination
  2002-05-13

Designations

• Certified Financial Planner

Other Names

• Wendy J Wagner
• Wendy J Wagner
• Wendy J Farrissey
• Wendy J Markon