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Joseph Michael Lafferty

Wells Fargo Clearing Services, LLC

Melville, NY

Stuart, FL

Manorville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-09
NY RA APPROVED 2021-07-27
TX RA APPROVED_RES 2015-09-02
  • FL RA
    APPROVED
    Since 2025-09-09
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2015-09-02

Branch Locations

68 S Service Rd Ste 200, Melville, NY 11747 • United States

789 Sw Federal Hwy Ste 304, Stuart, FL 34994 • United States

Manorville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Melville NY 06/2015 11/2016
Wells Fargo Clearing Services, Llc Melville NY 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-13
S63 Uniform Securities Agent State Law Examination 1991-08-30
  • S65 Uniform Investment Adviser Law Examination
    2025-08-13
  • S63 Uniform Securities Agent State Law Examination
    1991-08-30

View on SEC IAPD

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