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John Eric Arrington

Tlc Group Investment Advisors, LLC

State College, PA

CRD 2168202

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Employer firm

Tlc Group Investment Advisors, LLC CRD 137814

$168M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tlc Group Investment Advisors, Llc

270 Walker Drive Suite 201, State College, PA 16801 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-01-09
  • PA RA
    APPROVED
    Since 2017-01-09

Branch Locations

270 Walker Drive Suite 201, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leigh Baldwin & Co., Llc Cazenovia NY 11/2016 Present
Unemployed State College PA 08/2016 10/2016
Tlc Group Investment Advisors, Llc State College PA 01/2017 Present
  • 11/2016 → Present
    Leigh Baldwin & Co., Llc
    Cazenovia, NY
  • 08/2016 → 10/2016
    Unemployed
    State College, PA
  • 01/2017 → Present
    State College, PA
Other Businesses

2005: Yella Hammer LLC, Rental Real Estate owned jointly with spouse. Non investment related. aprox 3hrs/week during non market hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-30
S63 Uniform Securities Agent State Law Examination 1999-10-05
  • S66 Uniform Combined State Law Examination
    2016-12-30
  • S63 Uniform Securities Agent State Law Examination
    1999-10-05
Other Names
  • John Eric Arrington

View on SEC IAPD

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