Kenneth Richard Koppitz

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1992 → 01/2018
  Invest Financial Corp
  Tampa, FL
• 03/2016 → 04/2026
  Riverstone Wealth Partners Koppitz, Inc.
  Naperville, IL
• 01/2018 → 04/2026
  Commonwealth Financial Network
  Waltham, MA
• 04/2026 → Present
  Kestra Investment Services, Llc
  Naperville, IL
• 04/2026 → Present
  Kestra Advisory Services, Llc
  Naperville, IL

Previous Registrations

• 2018-01-05 → 2026-04-29
  Commonwealth Financial Network
  Waltham, MA
  Naperville, IL
  Sheboygan, WI
  Plymouth, WI
  Plainfield, IL
• 1998-08-31 → 2018-01-08
  Invest Financial Corporation
  Naperville, IL
  Naperville, IL
  Naperville, IL
  Naperville, IL
  Naperville, IL
  Naperville, IL
  Naperville, IL

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/28/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: RIVERSTONE WEALTH PARTNERS KOPPITZ POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/12/2016 ADDRESS: 3380 Lacrosse Lane Suite 100, Naperville IL 60564, United States DESCRIPTION: Financial Advisor Name: RIVERSTONE NAPERVILLE POSITION: Partner NATURE: Administrative pass through INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 04/28/2026 ADDRESS: 3380 Lacrosse Lane Suite 100, Naperville IL 60564, United States DESCRIPTION: In addition to investment related activities of being an advisor: Office expenses and invoicing to Riverstone WP Koppitz & Riverstone WP Hayes, payroll, health insurance for employee. Name: LAPS TRACK DAYS POSITION: High Performance Driver Coach NATURE: High Performance Driver Education events INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/01/2007 ADDRESS: 17W260 Rodeck Lane, Bensenville IL 60106, United States DESCRIPTION: Help organize and run events as one of two lead instructors for Laps Track Days. These activities include but are not limited to helping run driver meetings, leading classroom presentations and in-car driver coaching.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-18
• S63 Uniform Securities Agent State Law Examination
  1991-08-17