Best Investors
Account
Sign in
Best Investors
Account
Sign in
1822 E Nc Hwy 54 Suite 350 C, Durham, NC 27713 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-24 |
Branch Locations
1822 E Nc Hwy 54 Suite 350 C, Durham, NC 27713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. D. Vest Investment Services | Durham | NC | 09/2005 | 05/2019 |
| H.D. Vest Advisory Services | Durham | NC | 04/2006 | 05/2019 |
| Brooks Financial Of North Carolina Llc | Durham | NC | 11/2014 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2019 | 01/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2019 | Present |
| Brooks Financial Of North Carolina, Llc | Durham | NC | 01/2022 | Present |
1)BROOKS FINANCIAL OF NORTH CAROLINA; DURHAM, NC; NON-INVESTMENT RELATED; TAX PREP AND FILING SERVICES; SINCE 11/2014; OWNER; 160HRS/MO 2)ALPHA RISK MANAGEMENT SERVICES; DURHAM, NC; NON-INVESTMENT RELATED; P&C INSURANCE; SINCE 2/2018; AGENT; MANAGE SMALL COMMERCIAL PROPERTY; 60 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-14 |
Reach out to this advisor