Guy Philip Nicosia

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1983 → Present
  Self Employed
  Shirley, NY
• 11/2013 → 12/2018
  Royal Alliance
  St. James, NY
• 12/2018 → 01/2024
  Lpl Financial, Llc
  Hauppauge, NY
• 01/2024 → Present
  Osaic Wealth, Inc.
  Hauppauge, NY

Previous Registrations

• 2019-01-04 → 2024-01-31
  Lpl Financial Llc
  Hauppauge, NY
  Fort Mill, SC
  Hauppauge, NY
• 2014-10-13 → 2018-12-21
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Hauppauge, NY
• 2002-07-25 → 2006-12-07
  Asset & Financial Planning, Ltd
  Ronkonkoma, NY

Other Businesses

1. POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/15/1989 ADDRESS: 150 Motor Pkwy, Suite 101, Hauppauge NY 11788, United States DESCRIPTION: Fixed life insurance sales 2. STRATEGIC TAX PLANNING SERVICES, LLC. POSITION: partner NATURE: llc INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2022 ADDRESS: 150 MOTOR PKWY, STE 101, PIPER LANE, Hauppauge NY 11788-5167, United States DESCRIPTION: tax prep and review 3. NICOSIA MANAGEMENT CORP POSITION: PRESIDENT NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2006 ADDRESS: 150 MOTOR PKWY, SUITE 101, HAUPPAUGE NY 11788, United States DESCRIPTION: Paying for tax preparation. 4. SFPS PARTNERS POSITION: PARTNER NATURE: LLC THAT WE USE TO DEPOSIT COMMISSIONS AND PAY EMPLOYEES. OUR OSAIC BUSINESS IS RUN THROUGH IT. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 55 START DATE: 01/01/2022 ADDRESS: 150 MOTOR PKWY, STE 101, HAUPPAUGE NY 11788, United States DESCRIPTION: FINANCIAL PLANNING

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-10-14

Designations

• Certified Financial Planner