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Christopher Michael Conahan

Ubs Financial Services Inc.

Mantoloking, NJ

Jupiter, FL

Florham Park, NJ

CRD 2167821

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-24
FL RA APPROVED 2024-01-10
NJ RA APPROVED 2021-11-22
NY RA APPROVED 2021-10-26
  • TX RA
    APPROVED
    Since 2025-02-24
  • FL RA
    APPROVED
    Since 2024-01-10
  • NJ RA
    APPROVED
    Since 2021-11-22
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

Mantoloking, NJ • United States

Jupiter, FL • United States

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
S65 Uniform Investment Adviser Law Examination 1993-09-03
S63 Uniform Securities Agent State Law Examination 1993-06-03
  • S66 Uniform Combined State Law Examination
    2024-01-05
  • S65 Uniform Investment Adviser Law Examination
    1993-09-03
  • S63 Uniform Securities Agent State Law Examination
    1993-06-03

View on SEC IAPD

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