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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-02
TX RA APPROVED 2010-01-01
  • FL RA
    APPROVED
    Since 2021-12-02
  • TX RA
    APPROVED
    Since 2010-01-01

Branch Locations

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Miramar Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 06/1991 Present
Previous Registrations
  • 2002-06-03 → 2010-01-01
    Ubs International Inc.
    Houston, TX
    Houston, TX
  • 1991-10-11 → 2002-06-01
    Houston, TX
Other Businesses

1) NAME OF BUSINESS: DENTAL FACTORY INC., NOT INVESTMENT RELATED. ADDRESS OF BUSINESS: TEXAS NATURE OF BUSINESS: DENTAL - INCORPORATED BUSINESS. POSITION: SECRETARY. START DATE: 11/17/1997. TIME DEVOTED: NO TIME DEVOTED DURING TRADING HOURS DUTIES: SIGN DOCUMENTS WHEN PRESIDENT IS NOT AVAILABLE. 2) Golden Eagle Enterprises Inc, Houston Texas United States-77063, Company, Real Estate, Created to hold real estate, Proprietor / owner, Private company created by CPA to hold real estate for succession plan and asset protection, start date-8/22/2017 3) Golden Eagle Investimentos e Participações Ltda, Sao Paulo Brazil 04514-103, Company, Real Estate, The main reason of the existence of the corporation is to have ownership of the real estate property. The activities or financial activities are related with the property and restricted to pay property expenses as taxes, utilities, cleaning, repair and accountant services. The apartment property is listed to lease or if an offer is made to sell as suggested by local real estate brokers, Proprietor / owner, This is a private property solely created to own a property in Brazil. There are no duties or public appearance not connections with my existing profession and company, start date-7/27/2023.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-10-08
  • S63 Uniform Securities Agent State Law Examination
    1991-10-08
Other Names
  • Manisck

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