Joseph Anthony Berkel

Current Employers

Mcnally Financial Services Corporation

16414 San Pedro Suite 930, San Antonio, TX 78232-5185 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2007-09-14

TX RA
APPROVED

Since 2007-09-14

Branch Locations

Austin, TX • United States

16414 San Pedro Suite 930, San Antonio, TX 78232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mcnally Financial Services Corporation	San Antonio	TX	11/2003	Present

11/2003 → Present

Mcnally Financial Services Corporation

San Antonio, TX

Previous Registrations

2000-05-16 → 2003-07-24

Lpl Financial Llc

Austin, TX

Other Businesses

INDEPENDENT INSURANCE AGENT SINCE 1991 THAT SELLS LIFE, DISABILITY, MEDICAL, AND LONG TERM CARE INSURANCE. NOT INVESTMENT RELATEED AND LOCATED AT 4405 Sinclair Ave. #B, Austin, TX 78756. APPROXIMATE HOURS EACH WEEK SELLING INSURANCE, 5. SPORTS OFFICIATING, NON-INVESTMENT RELATED,4405 Sinclair Ave. #B, Austin, TX 78756, OWNER, 1977, HOURS VARIABLE. CO-TRUSTEE OF THE ANNE PARKMAN NOBLE THYM TESTAMENTARY TRUST #2, INVESTMENT RELATED, VARIABLE HOURS. CO-TRUSTEE OF THE ANNE PARKMAN NOBLE THYM TESTAMENTARY TRUST #1, INVESTMENT RELATED, VARIABLE HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-23
S63	Uniform Securities Agent State Law Examination	1991-09-12

S65 Uniform Investment Adviser Law Examination

1999-07-23
S63 Uniform Securities Agent State Law Examination

1991-09-12

Other Names

Joe Berkel

View on SEC IAPD