Thomas Richard Morgan

Current Employers

Employment History

• 08/2012 → Present
  Lpl Financial, Llc
  Fresno, CA

Previous Registrations

• 2009-10-07 → 2012-07-27
  Edward Jones
  Fresno, CA
  Fresno, CA
  St Louis, MO
  Clovis, CA

Other Businesses

1. 9/18/2012: THIESEN DUEKER GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 9/18/2012: OTHER-COACH - CLOVIS EAST HIGH SCHOOL - HIGH SCHOOL BASKETBALL COACH - COACH BASKETBALL FOR CLOVIS EAST HIGH SCHOOL BASKETBALL TEAM. - TIME SPENT 3%. 3. 9/18/2012: THIESEN DUEKER FINANCIAL CONSULTING GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 4. 9/19/2012: THIESEN DUEKER - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 5. 05/21/2019 - Guardian Life Insurance, Pacific Advisors - Investment related - At Reported Business Location(s) - Non-Variable Insurance - start date 05/20/2019 - 2 hrs/mo - 0 hrs during trading. 6. 12/29/2020 - Producers Financial Group, West - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 12/28/2020 - 4 Hours Per Month/0 Hours During Securities Trading. 7. 08/21/2023 - Thiesen Dueker Modern Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/08/2023 - 160 Hours per Month/ 40 Hours During Trading 8. 02/25/2026 - TCE Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Fresno, CA - Start Date 03/01/2026 - 30 hours per month/ 2 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-10-02
• S65 Uniform Investment Adviser Law Examination
  1997-11-18
• S63 Uniform Securities Agent State Law Examination
  1992-08-05

Other Names

• Tom Morgan