Stacy Lynn Hart

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers
  Schaumburg, IL

Previous Registrations

• 1996-05-14 → 2003-11-28
  Financial Network Advisory Inc.
  Lancaster, PA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES AND LTC; 2.HARTS VENTURES, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL ADDRESS, HOME INSPECTION, STARTED 6/2015, OWNER WITH SPOUSE, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS SPOUSE HOME INSPECTION BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-04
• S63 Uniform Securities Agent State Law Examination
  1995-07-05

Other Names

• Stacy Lynn Waters