Michael T Rooney

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bayside, NY
• 07/2011 → Present
  Bank Of America, N.A.
  Bayside, NY

Other Businesses

I*: 2187284Entity Type: Fiduciary roleName of OBA: J. S. Irrevocable TrustAddress: Parksville, NY 12768Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 02/03/2025Number of Hours: 0Number of Hours during trading: 0Duties: co-trustee for In-LawsI*2187284, Entity Type: , Name of OBA: J S Irrevocable Trust, Address: Parksville, New York, 12768, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 03-Feb-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4521277 Entity Type: Fiduciary Role Name of OBA: M T. R Address: Dix HIlls, New York, 11746 Investment Related: No Position, Title, Association: Executor Employee Start Date: 05/06/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Parents, Siblings

Exams

• S66 Uniform Combined State Law Examination
  2007-08-13
• S63 Uniform Securities Agent State Law Examination
  1991-10-09

Other Names

• Michael Thomas Rooney