Douglas Lee Cortez

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2020
  Chase Bank
  Southampton, NY
• 03/2020 → 11/2020
  Unemployed
  Brentwood, NY
• 11/2020 → 04/2021
  State Farm Insurance
  Bloomington, IL
• 04/2021 → Present
  Douglas Cortez Insurance Agency
  Bay Shore, NY
• 10/2025 → Present
  State Farm Vp Management Corp
  Bay Shore, NY
• 10/2025 → Present
  State Farm Investment Management Corp
  Bay Shore, NY

Other Businesses

1) Douglas Cortez's Insurance Agency; Investment-related; 1805 5th Ave Ste 14 Bay Shore, NY 11706; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2021; 80; 80; Service customers and supervise employees 2) Jibaritos with Troops; non-investment related; 11 Madison Ave., Bay Shore, NY 11706; Non-Profit Organization; Board Member; 01/01/2022; 2;0; organization dedicated on helping during times of need 3) Long Island Ecuadorian Latin American Chamber of Commerce; non-investment related; 5 Whittock Lane, Melville, NY 11747; Civic Organization; Board Member; 05/01/2025; 1:0: Chamber of Commerce

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-26
• S63 Uniform Securities Agent State Law Examination
  2025-07-11
• S66 Uniform Combined State Law Examination
  2008-08-26

Other Names

• Douglas Cortez