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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2006-01-12
  • MA RA
    APPROVED
    Since 2006-01-12

Branch Locations

7-57 Wells Avenue Suite 21, Newton, MA 02459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ksp Financial Waltham MA 01/2006 05/2025
Commonwealth Financial Network Waltham MA 01/2006 Present
Ksp Advisors, Llc Waltham MA 05/2025 Present
  • 01/2006 → 05/2025
    Ksp Financial
    Waltham, MA
  • 01/2006 → Present
    Waltham, MA
  • 05/2025 → Present
    Ksp Advisors, Llc
    Waltham, MA
Other Businesses

1. KSP Advisors, LLC; co-owner; real estate holding company; 10% of time, as of 1998, conducted from branch location; non-investment related. 2. Fixed insurance sales, 45% of time, as of 2005, conducted at branch location; investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-28
S63 Uniform Securities Agent State Law Examination 1991-09-13
  • S65 Uniform Investment Adviser Law Examination
    1995-02-28
  • S63 Uniform Securities Agent State Law Examination
    1991-09-13
Designations
Other Names
  • Matt Sliwa

View on SEC IAPD

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