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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2006-01-12 |
Branch Locations
7-57 Wells Avenue Suite 21, Newton, MA 02459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ksp Financial | Waltham | MA | 01/2006 | 05/2025 |
| Commonwealth Financial Network | Waltham | MA | 01/2006 | Present |
| Ksp Advisors, Llc | Waltham | MA | 05/2025 | Present |
1. KSP Advisors, LLC; co-owner; real estate holding company; 10% of time, as of 1998, conducted from branch location; non-investment related. 2. Fixed insurance sales, 45% of time, as of 2005, conducted at branch location; investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-13 |
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