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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-07-30
  • OH RA
    APPROVED
    Since 2017-07-30

Branch Locations

9881 Johnnycake Ridge, Mentor, OH 44060 • United States

349 Center Street, Chardon, OH 44024 • United States

1209 Som Center Rd., Mayfield Heights, OH 44124 • United States

33464 Vine Street, Eastlake, OH 44095 • United States

9230 Broadview Road, Broadview Heights, OH 44147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Mayfield Heights OH 04/2004 07/2017
Fifth Third Securities Mayfield Heights OH 07/2017 Present
Previous Registrations
  • 2005-11-18 → 2017-07-31
    Euclid, OH
    Ashtabula, OH
    Geneva, OH
    Euclid, OH
    North Kingsville, OH
    Mayfield Heights, OH
    Highland Heights, OH
    Chesterland, OH
    Beachwood, OH
    Mayfield Heights, OH
    Mayfield Heights, OH
    South Euclid, OH
    Lyndhurst, OH
    Lyndhurst, OH
    Beachwood, OH
    Mayfield Heights, OH
    Warrensville Heights, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-15
  • S66 Uniform Combined State Law Examination
    2005-11-15
Other Names
  • Dan Midgley

View on SEC IAPD

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