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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-02-22
MO RA APPROVED 2016-01-11
  • TX RA
    APPROVED_RES
    Since 2016-02-22
  • MO RA
    APPROVED
    Since 2016-01-11

Branch Locations

1190 Jefferson St. Ste. 201, Washington, MO 63090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2016 Present
Previous Registrations
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. 01/08/16. 2.CORNERSTONE FINANCIAL CONSULTANTS, 1874 WHY A, STE 210, WASHINGTON, MO, 1/08/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/MO - 0/TRADING. 3.WHITE OWL PROPERTIES, LLC, 1190 Jefferson Street, Suite 201, Washington MO 63090, United States, 05/15/2023, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING 4.ERIN WIDEMAN, 1121 Columbus Ln, Washington MO 63090, United States, 07/08/2024, Treasurer, Volunteer, NIR, 4 HR/MO - 4 HR/MO TRADING 5.ROTARY INTERNATIONAL, 1121 Columbus Lane, Washington MO 63090, 07/2026, Secretary, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 6 HR/MO, 6 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-22
S63 Uniform Securities Agent State Law Examination 1992-01-10
  • S65 Uniform Investment Adviser Law Examination
    2025-04-22
  • S63 Uniform Securities Agent State Law Examination
    1992-01-10

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