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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-10-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Financial | Amherst | OH | 10/2010 | 10/2018 |
| Nationwide Securities, Llc | Dublin | OH | 10/2010 | 10/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1) Neishloss & Fleming, Inc., 300 Swallow Hill Rd., Pittsburgh, PA 15220, 1/1/18, AS INDEPENDENT INSURANCE AGENT THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 8/month - 0/TRADING. 2) Rental, 29299 Detroit Rd., Unit 4, Westlake, OH 44145, owner since 8/1/18, non-investment related, 0/year - 0/trading. 3) ROBERT ST.CLAIR INSURANCE SOLUTIONS / 4667 Crossing Trail, Lorain OH 44053 / 12/01/2021 / MEDICARE INSURANCE AGENT / 48HR/MO - 24HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 5) LEGACY CAPITAL ADVISORS, 225 CLEVELAND AVE, AMHERST OH 44001-1619, 05/2024, AGENT, USING A TRADE NAME/DBA, INV REL, 120 HR/MO - 80 HR/MO TRADING.
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