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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-15
TX RA APPROVED_RES 2017-04-17
CA RA APPROVED 2009-01-05
  • FL RA
    APPROVED
    Since 2018-08-15
  • TX RA
    APPROVED_RES
    Since 2017-04-17
  • CA RA
    APPROVED
    Since 2009-01-05

Branch Locations

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Roseville CA 01/2009 Present
  • 01/2009 → Present
    Robert W. Baird & Co.
    Roseville, CA
Previous Registrations
Other Businesses

NAME AND ADDRESS: NEXT GENERATION BMX TEAM,8175 KENSBROOK LANE,GRANITE BAY, CA 95746 NATURE OF ENTITY: THIS IS A BMX (BICYCLE MOTOCROSS TEAM) RACING ON A LOCAL, STATE, AND NATIONAL LEVEL ROLE IN OUTSIDE BUSINESS: MANAGER RESPONSIBILITIES IN THIS ROLE: WORKING WITH SPONSORS, SETTING UP SCHEDULES FOR RACING AND PRACTICE, REGISTRING RIDERS FOR NATIONAL EVENTS, AND ALL GENERAL ORGANIZATION. HOURS DEVOTED: MOSTLY WEEKENDS. MABE 2-4 HOURS DURING A WEEKDAY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-25
S63 Uniform Securities Agent State Law Examination 1991-10-04
  • S65 Uniform Investment Adviser Law Examination
    1998-02-25
  • S63 Uniform Securities Agent State Law Examination
    1991-10-04

View on SEC IAPD

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