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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-25
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2021-03-25
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

100 Wilshire Boulevard Suite 1900, Santa Monica, CA 90401 • United States

Manhattan Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Santa Monica CA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Manhattan Beach CA 01/2013 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Santa Monica, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2013 → Present
    Morgan Stanley Smith Barney Llc
    Manhattan Beach, CA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Santa Monica, CA
  • 1998-08-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Santa Monica, CA
    Santa Monica, CA
Other Businesses

1. ALEXANDER FAMILY PARTNERSHIP 2011, PASSIVE INVESTMENTS; START DATE: 01/2011; PASSIVE INVESTMENTS; DURING BUSINESS HOURS- 0,AFTER BUSINESS HOURS- 0; INVESTMENT RELATED; CALIFORNIA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-18
S63 Uniform Securities Agent State Law Examination 1992-09-18
  • S65 Uniform Investment Adviser Law Examination
    1996-11-18
  • S63 Uniform Securities Agent State Law Examination
    1992-09-18
Other Names
  • Chris Alexander
  • Christopher Stephen Alexander

View on SEC IAPD

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