Charles Edmond Genois

Current Employers

Employment History

• 05/2005 → Present
  Raymond James Financial Services
  Gretna, LA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Metairie, LA
• 12/2010 → 10/2017
  Charles Genois & Co., Llc
  Metairie, LA
• 03/2015 → Present
  Impera Wealth Management Llc
  Metairie, LA
• 01/2016 → Present
  Imperawealth Tm (Dba For Impera Wealth Mnagement Llc
  Metairie, LA

Previous Registrations

• 2002-09-17 → 2005-04-01
  Pan-American Investment Advisers, Inc.
  Gretna, LA

Other Businesses

(1) Charles Genois & Co. LLC DBA IMPERA WEALTH MANAGEMENT Address: 110 Veterans Mem Blvd, Metairie, LA, 70005-4901, US Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/02/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance Agent Serving Clients (2) Charles Genois & Co., LLC Address: 110 Veterans Mem Blvd Ste 400, Metairie, LA, 70005, US Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/12/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Charles Genois will be founding member and managing member of the LLC named "IMPERA Wealth Management" used as a DBA/marketing entity. "Charles Genois & Co., LLC" will remain the operating company/LLC for the practice/RJ Branch. (3) Charles Genois & Co., LLC /IMPERA same as other outside life appointments Address: 110 Veterans Mem Blvd Ste 400, Metairie, LA, 70005, US Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/11/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Life Agent (4) Impera Wealth / Charles Genois Address: 110 Veterans Mem Blvd, Metairie, LA, 70005-4901, US Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Working with senior management from HR Department of client to service the term life platform. (5) IMPERA Wealth Management LLC Address: 110 Veterans Mem Blvd Ste 400, Metairie, LA, 70005, US Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/20/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole Owner/Manager of DBA effective 03/20/15 (6) IMPERAWEALTH tm (DBA for IMPERA Wealth Mnagement LLC (the DBA for operating co.) Address: 110 Veterans Mem Blvd Ste 400, Metairie, LA, 70005, US Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/07/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: "IMPERA WEALTH" (actually IMPERA WEALTH tm") was approved and reapproved by RJ Ad Compliance.. It is our "stand-alone" logo/brand/identity for IMPERA Wealth Management LLC. Also, "IMPERA" (www.impera.com) the domain has been purchased (7) Pearl Equity Partners Address: 105 Morning Glory Court, Belle Chasse, LA, 70037, US Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 12/13/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Planning to create "Family LLC" with $10,000. Purpose: acquire and manage investment securities (now) and also land, rental property, etc. later. Ownership 50%/50%: my wife and I. Later, my sons would be added as owners (8) IMPERA Wealth Management LLC/ Charles Genois & Co., LLC Address: 110 Veterans Mem Blvd Ste 400, Metairie, LA, 70005, US Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Helping professional firms and small businesses with business life insurance solutions including key-prerson life insurance, deferred compensation, non-qualified plans and buy/sell agreements

Exams

• S66 Uniform Combined State Law Examination
  2001-07-06
• S63 Uniform Securities Agent State Law Examination
  1993-08-23

Designations